3 March 2010, Pinners Hall, London, EC2N 1EX
A one-day workshop to inform and educate firms about their regulatory requirements
The FSA has highlighted the potential benefits firms and individuals may obtain if they are provided with clarity regarding their regulatory requirements for transaction reporting.
In light of the FSA’s concerns regarding industry efficiency, the BBA and Xtrakter have created this one-day training workshop to both inform and educate participants about
their regulatory reporting requirements. The workshop will communicate the importance of being compliant and the consequences of failing to do so. This proactive and innovative event aims to both inform and educate participants about the critical obligations facing firms who have transaction reporting obligations to the Financial Services Authority (FSA). Industry best practice will be explored to help firms comply with the rules. It will also explore the regulatory areas impacted by transaction reporting and therefore the risks associated with failures in this regard.
Price: £399 for BBA Members, and £499 for non-members
Booking and more information:
To book, please call Vanessa on +44 (0) 20 7216 8816, or visit our website: www.bba.org.uk/transactionreporting to download a registration form